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A Guide to CMS THA/TKA PRO-PM Compliance

A Guide to CMS THA/TKA PRO-PM Compliance

CMS is raising the bar on value-based care, and for joint replacement procedures, that means listening to the patient. The Total Hip Arthroplasty (THA) and Total Knee Arthroplasty (TKA) Patient-Reported Outcomes Performance Measure (PRO-PM) requires hospitals to collect data directly from patients before and after surgery, including pain levels, physical function, and quality of life.

To stay compliant and avoid penalties, hospitals need a clear, system-wide strategy to collect this data consistently and turn it into something meaningful.

Understanding CMS THA/TKA PRO-PM Requirements

The PRO-PM reflects CMS’s shift toward outcomes that reflect the patient experience, not just clinical milestones. To comply, hospitals must collect standardized data for elective primary hip and knee replacements performed on Medicare beneficiaries. This includes two components:

  • Pre-operative baseline data: Collected within 90 days before surgery

  • Post-operative follow-up data: Collected between 270 and 365 days after surgery

Validated instruments like HOOS Jr. (for hips), KOOS Jr. (for knees) are required. Data is submitted through the Hospital Inpatient Quality Reporting (IQR) program. Compliance affects both public performance ratings and Medicare reimbursement.

Common Challenges in PRO-PM Compliance

Collecting data is only part of the equation. Many hospitals struggle to implement a sustainable, system-wide process. Common pitfalls include:

  • Fragmented workflows: Without central coordination, departments use inconsistent methods, leading to reporting delays and gaps in quality metrics.

  • Low survey completion: Without reminders or patient education, follow-up rates, especially one year after surgery, can fall short.

  • Lack of EHR integration: Teams working outside the electronic health record often rely on manual systems that increase the burden and reduce accuracy.

  • Limited resources: Staffing shortages and unclear program ownership make it difficult to scale efforts across the organization.

 

Building a System-Wide Strategy for Compliance

High-performing health systems treat PRO-PM compliance not as a reporting burden, but as an opportunity to strengthen care delivery. That starts by embedding PROs into clinical workflows—introducing surveys during pre-op visits and following up around key recovery milestones. Automation reduces staff burden, while clear ownership ensures data doesn’t fall through the cracks.

The best programs go beyond submission. They review results regularly, identify trends, and use the data to inform clinical and operational decisions. PROs don’t just measure outcomes—they help improve them.

A unified strategy lays the foundation for reliable data and smoother operations.

Data Collection Best Practices

Strong data collection is the backbone of a successful PRO-PM program. To meet CMS requirements and produce meaningful insights, hospitals need a process that’s consistent, scalable, and easy to manage. Here’s what that looks like:

  • Make surveys part of routine care: Send surveys at scheduled points, before surgery, and again between 9 and 12 months post-op, so they align with existing touchpoints.

  • Assign clear ownership: Designate specific team members to monitor delivery, response rates, and follow-up. Central oversight keeps efforts organized and on track.

  • Use automation wherever possible: EHR-integrated tools can assign surveys automatically, send reminders, and flag missing responses without adding to staff workload.

  • Standardize formats and delivery methods: Stick to validated instruments and deliver them through channels patients already use, like mobile, email, or patient portals.

  • Track completeness and timing: Accurate data depends on more than just response volume. Watch for incomplete or mistimed submissions that can impact reporting.

 

Workflow Optimization for Long-Term Success

Long-term success with PRO-PM reporting depends on building workflows that are efficient, repeatable, and low-lift for staff. A few key strategies can help:

  • Make it easy for clinicians: Integrate PRO access into the clinical workflow so providers can view results without leaving the EHR.
  • Use the data: Set up regular review points to surface trends and act on feedback. Closing the loop helps teams see the value of PROs.
  •  Keep refining: Monitor where drop-offs happen and adjust timing, delivery methods, or responsibilities as needed.
  • Support the process with simple tools: Provide clear instructions and use built-in alerts or dashboards to keep tasks from falling through the cracks.

 

Efficient workflows keep your PRO program sustainable, without overloading your team.

Patient-Centered Tools to Improve Survey Completion

Even the best-designed workflows rely on one key factor: patients completing their surveys. To meet compliance benchmarks, especially for the one-year follow-up, hospitals need tools that fit into real lives, not just clinical routines.

  • Offer multiple delivery options: Patients should be able to complete surveys by email, SMS, or through a secure patient portal.
  • Simplify the experience: Use clear language, mobile-friendly formats, and brief, validated instruments to make the process quick and accessible.
  • Set expectations early: Introduce PROs during pre-op conversations so patients know what to expect and why they’re being asked.
  •  Track and adapt: Monitor which channels and timing strategies perform best, and adjust based on response patterns.

 

Practical, patient-friendly tools help keep PRO collection on track—without adding friction to the recovery process.

Turning PRO Data Into Actionable Insights

Patient-reported outcomes offer value well beyond compliance. When integrated into daily practice, they become a critical input for improving care quality, operational efficiency, and strategic planning.

Clinicians can use PRO results during visits to monitor recovery, identify potential setbacks, and guide personalized care decisions. At a broader level, health systems can analyze aggregate trends to compare outcomes across departments, highlight variation, and surface opportunities for improvement.

For administrators and leadership, PRO data supports initiatives tied to value-based care. It provides evidence for payer negotiations, supports regulatory reporting, and informs long-term planning. When connected to other metrics like readmissions or resource utilization, PROs help complete the picture of patient outcomes.

Safeguarding Hospital Performance in a Value-Based Era

Value-based care here is here to stay, and the CMS THA/TKA PRO-PM is just one piece of a broader shift. Hospitals that invest in smart, patient-centered PRO strategies will be better positioned to:

  • Avoid penalties and protect reimbursement
  • Demonstrate measurable quality to payers and partners
  • Improve patient experience and outcomes

By treating PROs as a strategic asset (not just a compliance task), hospitals can meet today’s expectations and build for the future.

Power Your PRO-PM Program with PatientIQ

Meeting CMS requirements is easier with the right tools. PatientIQ simplifies data collection, boosts survey completion, and helps teams act on patient-reported outcomes.

Our platform integrates with your EHR, automates workflows, and turns raw data into meaningful insights for compliance, quality improvement, and better care.

Want more guidance? Watch our Top Tips for PRO Compliance webinar to hear practical strategies from our experts.

Ready to streamline your PRO-PM strategy? Request a demo to get started.

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